Risk Advisory | Riskpro India - Connect with Risk Professionals

Forensic & Fraud Services

Fraud Risk Management has assumed greater focus in today's risk management initiatives. As the economic turbulence tests the financial systems, more and more credit defaults are taking place. In addition to credit defaults, there is a greater tendency to undertake internal frauds by experienced employees who want to take advantage of absence of controls or inefficient internal controls.

Insider Trading Automation

SEBI has notified a stricter set of insider trading norms Sebi (Prohibition of Insider Trading) Regulations, 2015 on 15th January 2015 to check illicit transactions in shares of listed firms by management personnel and 'connected persons'.

Fire Safety Assessments and Training

Fire Safety Assessments and Training covering a wide range of topics.

Procurement Fraud - Riskpro can help

If you suspect procurement fraud, do contact Riskpro India and we can help to unearth the suspicious activity.

Operational Risk Management

Riskpro can review risk management structures & infrastructure
We develop operational risk policies, frameworks, terms of reference and implementation project plans.
Development of Risk Control Self Assessment (RCSA) methodology and Risk Register
Review and enhancement of Loss and Event Reporting framework
Comparison done against best practices of risk modelling, strategic objectives and regulations.

Financial Risk Management

Riskpro can help clients on matters relating to Basel II framework using basic, standard and advanced approaches for Market, Credit and Operational risk.
We can assess the Pillar II (ICAAP) gaps and help identify vendors and professionals who can assist.
We can help with Market Risk Framework, Policies and procedures, Current State Assessment, Gap Analysis and can support requirements of Risk Measures Modeling, Metrics, Model Validation, Stress Testing etc

Loan File Hind Sighting

Loan File Hind Sighting requires a detailed verification of and reporting on loan files of various products as per the laid down policies.
Riskpro develops a detailed product wise hind sighting checklist and identifies the criticality and the owner of the check point by performing monthly audit of files disbursed to ensure compliance with policies and reports on deviations and action plan.

Branch Audits

Riskpro has done PAN India checklist-based audits for the depots, branches of NBFC, Insurance companies etc. through our associate firm.
We design a standard checklist which reflects regulatory, conduct issues and operational compliances.
We ensure:
- Compliance to the checklist defined and the laid down policies and procedures.
- Report the process gaps, operating inefficiencies, non compliances with applicable laws, handling of conduct issues etc. and issue final report with recommendations.

Fraud and Forensic

Riskpro helps companies to perform a gap analysis and undertake a comprehensive fraud risk assessment.
Our forensic accountants delve deep into the facts to provide an independent, thorough, and insightful report of the situation and help with fraud investigation and unearth important aspects of the fraud.
Other Fraud related services include Fraud Detection, Anti-Fraud Measures and Background checks

Reputation Risk

Although reputation risk assessment is typically important for valuable brands and large entities, managing reputation is equally important for small and mid sized organisation
Riskpro has a good understanding of how to effectively implement a reputation risk management framework
We can help companies in the survival game. Our risk event database relating to reputation risk can help companies to build components to identify, assess and manage reputation risk

Integrity and Ethics

Riskpro has expertise in developing a comprehensive Anti-Bribery & Corruption (ABC) compliance program that would ringfence your organization from the risk of corruption, fraud and other ethical misconduct.
Our program implementation takes minimal time as well cost effective. It encompasses broadly four elements - Risk assessment & governance; Investigations & enforcement; Training & Communications and Monitoring & Auditing

Prevention of Insider Trading

We assist clients in developing internal policies for complying with the regulations as mandated by the SEBI (Prohibition Of Insider Trading) Amendment Regulation 2018.
Riskpro has introduced a unique offering for compliance audit which will include:
- 3-5 days of review/ Health Check or evaluation of the adequacy of internal controls.
- Review of policies and procedures to determine compliance with the framework.
- Compliance Report - Third party compliance Report on the findings.