Risk Advisory | Riskpro India - Connect with Risk Professionals

Prevention of Insider Trading Software

SEBI has notified a stricter set of insider trading norms Sebi (Prohibition of Insider Trading) Regulations, 2015 on 15th January 2015 to check illicit transactions in shares of listed firms by management personnel and 'connected persons'.

Fire Safety Assessments and Training

Fire Safety Assessments and Training covering a wide range of topics.

Procurement Fraud - Riskpro can help

If you suspect procurement fraud, do contact Riskpro India and we can help to unearth the suspicious activity.

Operational Risk Management

Riskpro can review risk management structures & infrastructure
We develop operational risk policies, frameworks, terms of reference and implementation project plans.
Development of Risk Control Self Assessment (RCSA) methodology and Risk Register
Review and enhancement of Loss and Event Reporting framework
Comparison done against best practices of risk modelling, strategic objectives and regulations.

Environment Social Governance (ESG)

A number of global alliances, standards and benchmarks are integrating around ESG. ESG is absorbing CSR, EU NFRD, ISO, IFRS technical standards for GHG CO2 equivalent calculations and more.

Branch Audits

Riskpro has done PAN India checklist-based audits for the depots, branches of NBFC, Insurance companies etc. through our associate firm.
We design a standard checklist which reflects regulatory, conduct issues and operational compliances.
We ensure:
- Compliance to the checklist defined and the laid down policies and procedures.
- Report the process gaps, operating inefficiencies, non compliances with applicable laws, handling of conduct issues etc. and issue final report with recommendations.

Fraud and Forensic

Riskpro helps companies to perform a gap analysis and undertake a comprehensive fraud risk assessment.
Our forensic accountants delve deep into the facts to provide an independent, thorough, and insightful report of the situation and help with fraud investigation and unearth important aspects of the fraud.
Other Fraud related services include Fraud Detection, Anti-Fraud Measures and Background checks

Vendor Risk Management (TPRM)

Standard Operating Procedures (SOP)

Standard operating procedures (SOPs) are the documented processes that a company has in place to ensure services and/or products are delivered consistently.
Riskpro reviews the Internal Control Framework across all SOPs, recommends the control gaps and benchmarks to best practices.
We also provide Offsite support to enhance existing SOP documentation.

Social Media Risk Management

Riskpro India has developed a comprehensive and customized “Social Media Risk Management Policy”.
The policy defines the roles and responsibilities, Social Media Risk Management process, Social Media guidelines, HR policies relating to social media etc.
Our policy reports and monitors framework of specific risks relating to Social media.

Compliance, Governance, Insider Trading Prevention, Anti-Money Laundering, Anti – Bribery

Riskpro helps in reviewing of existing mechanism and doing gap analysis.
Drafting Compliance Policies /reviewing Existing Policies
Support to Compliance and Risk Awareness Program by way of regular training, supplying questions for awareness contests, updating monthly bulletin / literature etc.
Retainership for providing regular support (1 week per month or 15 days per quarter).
Training can be provided as per the company requirements from 1-2 hours upto 15-16 hours.

SOX Compliance

In 2002, the United States Congress passed the Sarbanes-Oxley Act (SOX) to protect shareholders and the general public from accounting errors and fraudulent practices in enterprises, and to improve the accuracy of corporate disclosures.
An Audit of Internal Control over Financial Reporting performed in conjunction with an audit of financial statements.
All public companies now must comply with SOX, both on the financial side and on the IT side.