Skip to main content
Please wait...

Standard Operating Procedures (SOP)

  • Standard operating procedures (SOPs) are the documented processes that a company has in place to ensure services and/or products are delivered consistently.
  • Riskpro reviews the Internal Control Framework across all SOPs, recommends the control gaps and benchmarks to best practices.
  • We also provide Offsite support to enhance existing SOP documentation.

Social Media Risk Management

  • Riskpro India has developed a comprehensive and customized “Social Media Risk Management Policy”.
  • The policy defines the roles and responsibilities, Social Media Risk Management process, Social Media guidelines, HR policies relating to social media etc.
  • Our policy reports and monitors framework of specific risks relating to Social media.

Compliance, Governance, Insider Trading Prevention, Anti-Money Laundering, Anti – Bribery

  • Riskpro helps in reviewing of existing mechanism and doing gap analysis.
  • Drafting Compliance Policies /reviewing Existing Policies
  • Support to Compliance and Risk Awareness Program by way of regular training, supplying questions for awareness contests, updating monthly bulletin / literature etc.
  • Retainership for providing regular support (1 week per month or 15 days per quarter).
  • Training can be provided as per the company requirements from 1-2 hours upto 15-16 hours.

Market, Credit and Liquidity Risk Management

  • Setting Market / Credit Risk Model including stress testing.
  • Drafting / reviewing existing Investment / Risk Management / Credit / Market / Liquidity Risk Management Policy.
  • Reviewing existing mechanism in line with the regulatory requirements from RBI / SEBI / IRDAI and doing gap analysis.
  • Advisory or Implementing gaps in market / credit / liquidity Risk Management system vis-a-vis expectation of the regulators.
  • Market Risk Management model for proprietary portfolios as well as for fiduciary folios
  • Reviewing existing Expected Credit Loss (ECL) framework on lending book.
  • Retainership for providing regular support (1 week per month or 15 days per quarter)
  • Training from 1-2 hours to 1 day or in-depth workshop in 4-5 days.

Business Responsibility and Sustainability Reporting (BRSR)

The BRSR seeks disclosures from listed entities on their performance against the nine  principles of the ‘National Guidelines  on  Responsible  Business  Conduct (NGBRCs)and reporting under  each  principle is  divided  into essential  and leadership indicators The listed entities are already preparing and disclosing sustainability reports based on internationally accepted reporting  frameworks  (such  as  GRI,  SASB,  TCFD or Integrated  Reporting) may cross-reference  the disclosures  made  under  such framework to the disclosures sought under the BRSR.

Third Party Due Diligence

If you are a business owner, there is a high chance you’re dependent on third parties to run your business. Conducting a background check on third parties is known as Third-Party Due Diligence. Nowadays, it is extremely necessary to find out about the third parties before getting associated with them. Third-Party Due Diligence should be carried out before signing a contract or commencing the business with the third parties. in addition, continuous third party monitoring is also very vital to keep up with the ever-changing business risks. Due Diligence also helps in understanding & reducing the risks associated with the Third Parties.

Environmental, Social & Governance (ESG) Consulting Service

The term ESG encompasses the set of words like Environmental, Social & Governance. It impacts a company’s ability to generate value. In a corporate world, ESG is the incorporation of non-financial factors into business strategy and decision-making. Although ESG factors are non-financial they are linked to business competitiveness and the way it is handled can result in financial consequences. ESG factors continue to be a priority of shareholders & board members. A lot of investors are asking companies to consider ESG factors in their long-term plans. Shareholders are keen to know how the company's plans during any ESG risks.