Risk and Compliance Trainings


Corporate Training Ideas - Risk Management and Compliance

The following training options are appropriate for Banks, NBFC and small banks.

• Basic fundamentals of Risk Management (half day)
o Including Fraud, Reputational Risk issues also apart from credit, market and operational risk
o Cases relating to fraud and governance issues…


Sox Training

Our sox training covers the following points.

1. What is SOX?
2. The Act and its Sponsorors.
3. The background for bringing in this act.
4. Major Sections in the Act
5. Section 404 overview
6. Stages involved in SOX Compliance (Audit)
a. Process…


2021 - Risk and Compliance Training

If there is any investment that has a high ROI, it is risk and compliance trainings. Riskpro is the largest training company in India focusing on Risk Management, Regulatory Compliance, Information Security related trainings and much more. We have worked with some of the largest companies in…


Sexual Harassment Trainings

Sexual Harassment is important. A robust framework to prevent Sexual Harassment is one way to integrate risk management in the overall ERM culture of the company that must also appreciate the risk of sexual harassment at workplace. All companies, large or small must have some element of…


Webinar- Overview of Sarbanes-Oxley Act (SOX)

 

In light of the financial scandals that occurred at Enron, WorldCom, Xerox & Tyco among others during the period 2000-2002, the United States Congress passed the Sarbanes-Oxley Act (SOX) in the year 2002 to establish investor’s confidence in the corporate governance &…


Webinar- Fraud Investigation & Internal Audit

 

A simple definition of fraud is - An act of cheating in order to get some money/advantage illegally. It is a deliberate act (or failure to act) with the intention of obtaining an unauthorized benefit, either for oneself or for the institution, by…


Webinar- Environmental Health & Safety

 

For any business today, Environment, Health, and Safety are very important segments and parameters that affect the working of the business as well as the working parameters. Every manager, therefore, has to ensure the working of his department does not violate the Environment…


ISO 27001 Lead Auditor Implementer Training & Certification Course

 

Course Duration- 5 Days

Course Objective- To have a comprehensive understanding of the ISO 27001 standard and key processes for the implementation of ISO 27001 in an organization, steps in certification, and attaining the knowledge to become a…


Webinar- Risk Management through ISO 31000

 

There has been a paradigm shift in business and the way we do business in the wake of the current COVID situation. New risks and global barriers are being experienced where travel is restricted and working from home has become a new norm. Under all these circumstances new risks…


Webinar- Key Success Factors for Chief Internal Auditors

 

Internal audit (IA) is now widely recognized as a Business Partner by every matured organization. The emphasis of IA is to ‘Add Value’ through highlighting the process gaps which are eroding the value. The internal auditors consistently strive to achieve this aim by keeping…


Webinar - Customer Centric Approach

 

Today's market is a customer-centric market. Our…


3 Day Online Masterclass on Enterprise Risk Management (ERM)

 

Riskpro is conducting a unique 3-day online Masterclass on Enterprise Risk Management (ERM) in September 2021. 

SEBI has amended the SEBI (LODR) Regulations effective from 6th May 2021 for all applicable companies. The scope of applicable companies is also…


Webinar- Overview on Third-Party Whistle blower Hotline

 

Employees are the first line of defense in protecting companies from the risks of unethical conduct and non-compliance. Effective communication and reporting on ethics is a key element of good governance that can act as an early warning system for organizations seeking to…


Webinar- ESG (Environment, Social & Governance) is replacing CSR and GRC

 

Before it gets to this, a touchpoint for “uniting the world to tackle climate change” is at the next UN Climate Change conference COP26 Glasgow, in OCT-NOV 2021.

What is climate change? What is ESR? GHG? CO2 e? GWP? What is Climate financing?  ESG Reporting?…


Webinar- Why Does Audit Offshoring Fail?

 

External audit of financial statements carried out by the statutory auditors (Ex. Big4) hired by a company can become a costly affair when performed completely onshore since it requires professionals with specific qualifications and skillsets. Audit offshoring, thus, becomes a…


Webinar- Overview of ERM As Per SEBI LODR Regulations

 

Securities and Exchange Board of India (SEBI) has amended the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 through notification no. No. SEBI/LAD-NRO/GN/2021/22. The second amendment was published on 5th May 2021 and will be effective from…


Webinar- HIPAA Essentials and Mitigation of Associated Risks

 

The Health Insurance Portability and Accountability Act of 1996 (HIPAA) is a federal law that required the creation of national standards to protect sensitive patient health information from being disclosed without the patient’s consent or knowledge. The US Department of Health…


Webinar- Accounting Automation To Improve Your Working Capital And Financial Reporting

 

With the advent of Industry 4.0, millions of businesses are utilizing advanced technology like the Internet of things (IoT), Artificial Intelligence, Machine Learning for scalability. It's high time, Indian businesses start leveraging such technologies to grow at the fastest…


Webinar- ISO 27701:2019 - Privacy Information Management System

 

ISO 27701 Privacy Information Management System (PIMS) – the privacy extension of ISO 27001 Information Security Management System (ISMS) – establishes privacy controls for the processing of personal data. ISO 27701 will support organizations in meeting the regulatory…


Webinar- Beyond the Manifesto - Demystifying Agile Organizations

 

In 2001, seventeen software developers met in Utah to publish the ‘Manifesto for Agile Software Development’ that changed the industry as we know it.

In this session, we explore how organizations like the USA’s Federal Bureau of Investigation used the best…


Webinar- Internal Audit & IFC Tool Demo

 

Internal audit has evolved over the years from being merely a checklist-based audit to a risk-based approach. With the help of technology, a workflow management tool for Internal Audits & Internal Financial Controls (IFC) can help in streamlining the audit & IFC review…


Webinar - Legal Compliance Audit

 

India has a complicated legal system, with a multiplicity of laws, overlapping requirements, and a governance/implementation system that varies in its response. As a result of this, businesses often find it difficult to decide how to comply, when to comply, and what to comply…


Webinar- Changing Business Models of Banks

 

Banking is necessary. But Banks is not -  Bill Gates. Is there any substance in what Bill Gates said? Will traditional Banks of today be relevant in the future? Accelerating technological advances, evolving economic circumstances, and changing customer behavior have…


Webinar - ISO 22301 - Business Continuity Management Standard

 

The ability to respond promptly and effectively to any disruptions is the key to the survival of any organization. Having a business continuity management system is a comprehensive approach to organizational resilience. The management standard for business continuity…