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Prevention of Insider Trading

  • We assist clients in developing internal policies for complying with the regulations as mandated by the SEBI (Prohibition Of Insider Trading) Amendment Regulation 2018.
  • Riskpro has introduced a unique offering for compliance audit which will include:
    • 3-5 days of review/ Health Check or evaluation  of the adequacy of internal controls.
    • Review of policies and procedures to determine compliance with the framework.
    • Compliance Report - Third party compliance Report on the findings.