Risk and Compliance Services


Webinar- IS 17428 - India Data Privacy Assurance Standard

 

The Bureau of Indian Standards has issued IS 17428, a set of new Standards to provide a Privacy Assurance Framework for the Organizations to process, implement, and maintain their Data Privacy Management Systems. The Two key aspects of IS 17428 are:


Webinar- SEBI Recent Circular on Risk Management For Investment Houses

 

SEBI came up with Risk Management Circular for Mutual Funds, mandating various measures to improve overall risk governance.  The same can be applied with some modifications by other investment and advisory houses like PMS, AIF, Invites, Bank Treasury Risk Management, Investment…


Webinar- ROI with Smart Contract Automation tools: A robust model for corporates!

 

Businesses run on Return on Investment (ROI) and every business decision is driven by ROI. So whenever any business decides on procuring software for Contract Automation, they always evaluate the spend vis-a-vis benefits businesses will achieve in equivalent financial terms and…


Webinar- Overview of Sarbanes-Oxley Act (SOX)

 

In light of the financial scandals that occurred at Enron, WorldCom, Xerox & Tyco among others during the period 2000-2002, the United States Congress passed the Sarbanes-Oxley Act (SOX) in the year 2002 to establish investor’s confidence in the corporate governance &…


Webinar- Fraud Investigation & Internal Audit

 

A simple definition of fraud is - An act of cheating in order to get some money/advantage illegally. It is a deliberate act (or failure to act) with the intention of obtaining an unauthorized benefit, either for oneself or for the institution, by…


Webinar- Environmental Health & Safety

 

For any business today, Environment, Health, and Safety are very important segments and parameters that affect the working of the business as well as the working parameters. Every manager, therefore, has to ensure the working of his department does not violate the Environment…


Webinar- Risk Management through ISO 31000

 

There has been a paradigm shift in business and the way we do business in the wake of the current COVID situation. New risks and global barriers are being experienced where travel is restricted and working from home has become a new norm. Under all these circumstances new risks…


Webinar- Key Success Factors for Chief Internal Auditors

 

Internal audit (IA) is now widely recognized as a Business Partner by every matured organization. The emphasis of IA is to ‘Add Value’ through highlighting the process gaps which are eroding the value. The internal auditors consistently strive to achieve this aim by keeping…


Webinar - Customer Centric Approach

 

Today's market is a customer-centric market. Our…


Webinar- Overview on Third-Party Whistle blower Hotline

 

Employees are the first line of defense in protecting companies from the risks of unethical conduct and non-compliance. Effective communication and reporting on ethics is a key element of good governance that can act as an early warning system for organizations seeking to…


Webinar- ESG (Environment, Social & Governance) is replacing CSR and GRC

 

Before it gets to this, a touchpoint for “uniting the world to tackle climate change” is at the next UN Climate Change conference COP26 Glasgow, in OCT-NOV 2021.

What is climate change? What is ESR? GHG? CO2 e? GWP? What is Climate financing?  ESG Reporting?…


Webinar- Why Does Audit Offshoring Fail?

 

External audit of financial statements carried out by the statutory auditors (Ex. Big4) hired by a company can become a costly affair when performed completely onshore since it requires professionals with specific qualifications and skillsets. Audit offshoring, thus, becomes a…


Webinar- Overview of ERM As Per SEBI LODR Regulations

 

Securities and Exchange Board of India (SEBI) has amended the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 through notification no. No. SEBI/LAD-NRO/GN/2021/22. The second amendment was published on 5th May 2021 and will be effective from…


Webinar- HIPAA Essentials and Mitigation of Associated Risks

 

The Health Insurance Portability and Accountability Act of 1996 (HIPAA) is a federal law that required the creation of national standards to protect sensitive patient health information from being disclosed without the patient’s consent or knowledge. The US Department of Health…


Webinar- Accounting Automation To Improve Your Working Capital And Financial Reporting

 

With the advent of Industry 4.0, millions of businesses are utilizing advanced technology like the Internet of things (IoT), Artificial Intelligence, Machine Learning for scalability. It's high time, Indian businesses start leveraging such technologies to grow at the fastest…


Webinar- ISO 27701:2019 - Privacy Information Management System

 

ISO 27701 Privacy Information Management System (PIMS) – the privacy extension of ISO 27001 Information Security Management System (ISMS) – establishes privacy controls for the processing of personal data. ISO 27701 will support organizations in meeting the regulatory…


Webinar- Beyond the Manifesto - Demystifying Agile Organizations

 

In 2001, seventeen software developers met in Utah to publish the ‘Manifesto for Agile Software Development’ that changed the industry as we know it.

In this session, we explore how organizations like the USA’s Federal Bureau of Investigation used the best…


Webinar- Implementing Zero Trust: A Model For Effective Cybersecurity

 

Traditional network security focuses on perimeter defenses. Once inside the network perimeter, users are “trusted” and often given broad access to many corporate resources. But threat actors can come from inside or outside the network, and several high-profile…


Webinar- Risk Management Software Demo

 

Risk HAWC is a Fully Integrated, Flexible, & Dynamic Risk & Compliance Management System. The tool enables you to actively manage risk exposures with insightful configurable dashboards and it has a strong Compliance Management Capability.


Webinar- Accounting Automation To Improve Your Working Capital And Financial Reporting

 

With the advent of Industry 4.0, millions of businesses are utilizing advanced technology like the Internet of things (IoT), Artificial Intelligence, Machine Learning for scalability. It's high time, Indian businesses start leveraging such technologies to grow at the fastest speed with…


Recent RBI Guidelines - Digital Payment Security Governance

RBI has mandated Regulated Entities (REs) like Scheduled Commercial Banks (excluding Regional Rural Banks), Small Finance Banks; Payments Banks; and Credit Card issuing NBFCs to implement a Digital Payment Security Control framework via circular DoS.CO.CSITE.SEC.No.1852/31.01.…


21CFR Part11 Cloud based GxP Compliance

The term GxP is a general abbreviation for good practice guidelines and regulations in the life sciences industry, including good clinical, laboratory, manufacturing, and other practices.  Computerized systems that use GxP processes require validation of adherence to GxP requirements…


Webinar- Cyber Security Demystified

The webinar on Cybersecurity Demystified basically unwinds the importance of what Cybersecurity is all about and its objectives and understands why Cybersecurity is so important. The webinar will also emphasize on implementation of cybersecurity and in accordance with…


Webinar- Digitize Your Legal Compliance Program

Managing compliances manually can be a daunting task. With new regulations and rules being enforced regularly, companies may find it challenging to meet all new compliances. To make the compliance process easier, Avantis RegTech has created a legal compliance product for…