Corporate Training Ideas - Risk Management and Compliance

The following training options are appropriate for Banks, NBFC and small banks.

• Basic fundamentals of Risk Management (half day)
o Including Fraud, Reputational Risk issues also apart from credit, market and operational risk
o Cases relating to fraud and governance issues

•Credit Risk Management (1-2 day) :
o May include aspects like credit appraisal process for corporate, retain finance, financial services borrower company etc.
o Credit policy, credit authorisation matrix, mechanism procedures for approvals, follow-on payments etc
o Review and monitoring on regular basis
o Expected and Unexpected Credit Loss
o Triggers and early warning signals, off balance-sheet items etc.

• Market Risk Management (1 day) :
o Fixed income portfolio, Derivatives, equity and currency exposures
o VaR, Stress Test, Capital Adequacy requirements

• Operational Risk Management / ERM (1-2 days) :
o Risk Register, Risk Assessment, Risk Mitigation plans
o KRI, Incident Reporting
o Root Cause Analysis, Scenario Analysis
o Reputational risk, fraud, ESG risk, project risk, vendor risk, compliance risk etc

• Data Privacy (focused on GDPR) (1-2 hours training per session) including creating awareness on data privacy for all the employees
• Cyber Security related training (2-3 hours training per session) including creating awareness for all the employees
• Vendor Risk management / outsourcing or 3rd party risk management (1-2 hours)
• Prevention of Insider Trading Regulation (2 hours) (for listed bank – to check whether this is listed ? ). Its multiple sessions to cover all the designated employees who have access to inside information
• KYC / AML / PMLA training (1 full day or half day)
o This fill include also the aspects of digital KYC, Adhar based KYC, e-KYC, Wallete, blockchain, use of AI & ML apart from regular training on provisions of PMLA Act
• Training of independent directors / nominee directors on the Board of bank or of borrower company

More Info: 
info@riskpro.in
Tags: 
Tags: 

Other Services of Interest

  • Cloud Security - Knowledge Snippets

    Riskpro presents a series of 5 articles / newsletters on cloud security. Cloud computing is attractive because it offers agility, resiliency and economy to organisations which adopt it. What is less...
  • Corporate Training Ideas - Risk Management and Compliance

    The following training options are appropriate for Banks, NBFC and small banks. • Basic fundamentals of Risk Management (half day) o Including Fraud, Reputational Risk issues also apart from...
  • Third Party Risk Management (TPRM) - Webinar

    EVENT OVERVIEW: TPRM or Third Party Risk Management is not a new concept, but something that needs to be addressed today. With Cybersecurity, Privacy issues emerging every day, often we find that...
  • Global Compliances - Free Webinar on key Global Regulations

    EVENT OVERVIEW: Riskpro India is conducting a free webinar on how to be future ready with respect to Global Compliances. Alleviate risk and strengthen your control on global compliance with this...
  • Sarbanes Oxley (SOX) Compliance - Free Webinar

    EVENT OVERVIEW: Riskpro India is conducting a free webinar on SOX (Sarbanes Oxley) Compliance which will take you through the applicability and requirements of the SOX 404 and 302 Act. The...
  • Internal Audit and IT Audit on Temporary Basis

    Due to the importance of regulatory compliances, it has become essential that companies are able to audit the business operations effectively. To meet this growing demand, Riskpro India offers...
  • India: Data Protection Services

    The EU General Data Protection Regulation (GDPR) is the most important change in data privacy regulation in 20 years. Now India has its own version of Data protection regulation that will change...
  • Fire Safety Assessments and Training

    Some of our features of Fire Safety Assessments and Training • Fire Science • The common causes of fire • Identify fire hazards • Types of fires and extinguishers • Fire...
  • Go to top