Corporate Training Ideas - Risk Management and Compliance

The following training options are appropriate for Banks, NBFC and small banks.

• Basic fundamentals of Risk Management (half day)
o Including Fraud, Reputational Risk issues also apart from credit, market and operational risk
o Cases relating to fraud and governance issues

•Credit Risk Management (1-2 day) :
o May include aspects like credit appraisal process for corporate, retain finance, financial services borrower company etc.
o Credit policy, credit authorisation matrix, mechanism procedures for approvals, follow-on payments etc
o Review and monitoring on regular basis
o Expected and Unexpected Credit Loss
o Triggers and early warning signals, off balance-sheet items etc.

• Market Risk Management (1 day) :
o Fixed income portfolio, Derivatives, equity and currency exposures
o VaR, Stress Test, Capital Adequacy requirements

• Operational Risk Management / ERM (1-2 days) :
o Risk Register, Risk Assessment, Risk Mitigation plans
o KRI, Incident Reporting
o Root Cause Analysis, Scenario Analysis
o Reputational risk, fraud, ESG risk, project risk, vendor risk, compliance risk etc

• Data Privacy (focused on GDPR) (1-2 hours training per session) including creating awareness on data privacy for all the employees
• Cyber Security related training (2-3 hours training per session) including creating awareness for all the employees
• Vendor Risk management / outsourcing or 3rd party risk management (1-2 hours)
• Prevention of Insider Trading Regulation (2 hours) (for listed bank – to check whether this is listed ? ). Its multiple sessions to cover all the designated employees who have access to inside information
• KYC / AML / PMLA training (1 full day or half day)
o This fill include also the aspects of digital KYC, Adhar based KYC, e-KYC, Wallete, blockchain, use of AI & ML apart from regular training on provisions of PMLA Act
• Training of independent directors / nominee directors on the Board of bank or of borrower company

More Info: 
info@riskpro.in
Tags: 
Tags: 

Other Services of Interest

  • DSCI Data Privacy Framework Certification

    Overview With the frequency and magnitude of cyber-crime attacks on the rise, data security and privacy management are becoming a major concern for IT departments. Proactive measures, Policies,...
  • Get Ready for India Personal Data Protection - Overview of DSCI’s Data Privacy Framework

    To protect the privacy of personal information from unauthorized use, disclosure, modification, or misuse, DSCI has conceptualized its approach towards privacy in the DSCI Privacy Framework (DPF©)...
  • Riskpro's AML/CFT Services

    Riskpro provides AML/CFT services that includes regulatory gap analysis, policies and procedures relating to AML. The services includes. Sanctions Processes Regulatory Requisites Conformity to...
  • Overview of Cloud Security - Free Webinar

    EVENT OVERVIEW: Cloud computing is a model for enabling ubiquitous, convenient, on-demand network access to a shared pool of configurable computing resources (e.g., networks, servers, storage,...
  • SSAE 18 - Free Webinar to get you Compliance Ready

    EVENT OVERVIEW: Third Party Assessments using SSAE 18 standards are important for Indian Companies as they try to sell in US markets. Get a clear picture of what exactly is SSAE 18 and how to comply...
  • Cloud Security - Knowledge Snippets

    Riskpro presents a series of 5 articles / newsletters on cloud security. Cloud computing is attractive because it offers agility, resiliency and economy to organisations which adopt it. What is less...
  • Riskpro's Service Verticals

    In today's world, risks are not few. An enterprise faces various risks and challenges and is subject to uncertainties and negative impacts from these risks. Managing risks is your key to untapped...
  • Privacy and Data Protection Services - General Data Protection Regulation (GDPR)

    The EU General Data Protection Regulation (GDPR) is the most important change in data privacy regulation in 20 years. Riskpro India now offers Indian companies Data Protection assessments, GDPR...
  • Risk 365 - Risk Outsourcing Redefined

    For the first time in India. A unique flat fee pricing for a large set of risk and compliance services. Why pay per assignment, per training, per SOP. Get all this at a fixed price. Let Riskpro...
  • Go to top