Manoj_Jain's blog

Fight against Black money - Indian Anti Money Laundering Initiatives

Black money or undisclosed money causes harm to the society. It is unfair to the people who pay proper taxes. It needs to be dealt with appropriately. At the same time, there should be fairness in the law so that unintended violations are not punished severely.

How to establish Logical Access for your Company

We all know that logical access is a very important control for any organisation, especially for companies that are having a lot of IT applications. Given below are some pointers in establishing a robust IT risk, logical access framework. These have been aligned to SSE / SOC Trust Service Principles.

Insider Trading Regulations 2015 -SEBI

SEBI has notified a stricter set of insider trading norms Sebi (Prohibition of Insider Trading) Regulations, 2015 on 15th January 2015 to check illicit transactions in shares of listed firms by management personnel and 'connected persons'.

The new norms, which will revamp nearly two-decade old regulations on insider trading and come into effect after four months, would also ensure that genuine trades are not impacted.

Internship Project on Risk Management Software in India

Every corporate in this Global world is exposed to certain kind of risk so in order to mitigate risk there are several technology based risk management software solutions offered .

The project gives the glimpse of various types of risk into business & quick analysis of various risk management solutions to deal with risks.

Core objective is to get the insight on the different risk management systems offered by vendors in the Indian and in international markets & gain the market knowledge in terms of client’s experiences & expectations.

Best Internal Audit Software in India

Do you agree that everyone wants to buy the best internal audit software at the best possible price. Think again, users now prefer simplicity and ease of use rather than having a screen that can handle 200+ functionality and features.
Internal audit software for Small and medium businesses is all about freeing the users from the routine management tasks such as follow up of audit points. The software is not supposed to eat into their time.

Risk management courses may be made mandatory for senior PSU bank officials

As per Livemint article dated Aug 20,2014,
"The government may make it mandatory for managers at state-owned banks to receive training in risk management before they are allowed to take up positions of deputy general manager and above, financial services secretary G.S. Sandhu said on Wednesday.

This comes after recent exposes on frauds committed at various government-run banks."

GRC in Financial Services

Demands for board and executive accountability, maze of country-specific regulations, spiraling compliance costs, rapid globalization, and the need to more effectively manage risk have combined to create an urgent imperative to implement a comprehensive Governance, Risk and Compliance (GRC) programme. An integrated approach to governance, risk and compliance is important to properly address the common challenge of functional, process, and technology silos.

Watch Out Investors -A useful website

http://watchoutinvestors.co.in/default2a.asp

The link above empowers investors to learn more about the company before taking any financial decisions. Do have a look, This is just one step further in bringing transparency in the process.

Money laundering and terrorist financing through trade in diamonds

Category: 

The FATF and the Egmont Group of Financial Intelligence Units collaborated on a typologies research project to identify the money laundering and terrorist financing (ML/TF) vulnerabilities and risks of the “diamond pipeline”, which covers all sectors in the diamond trade: production, rough diamond sale, cutting and polishing, jewellery manufacturing and jewellery retailers.

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